Optima Asset is the trading name of OPTIMA ASSET MANAGEMENT LLC.
CRD # 299826/SEC#:801-115262
Registered Office: 10 EAST 53RD STREET, NEW YORK, NY 10022.
Securities trading is offered to self-directed customers by OPTIMA ASSET MANAGEMENT LLC, a broker dealer registered with the Securities and Exchange Commission (SEC). OPTIMA ASSET MANAGEMENT LLC is a member of the Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC), The New York Stock Exchange (NYSE), NASDAQ and Cboe EDGX Exchange, Inc (CBOE EDGX).
Webull Financial LLC is a CFTC registered Futures Commission Merchant with the Commodity Futures Trading Commission (CFTC) and a Member of the National Futures Association NFA. Futures and futures options trading involves substantial risk and is not suitable for all investors. Please read the Risk Disclosure Statement and other relevant Futures Disclosures located at www.optimaasset.co. prior to trading futures products.
Advisory accounts and services are provided by OPTIMA ASSET MANAGEMENT LLC (also known as "Financial Advisors"). OPTIMA ASSET Advisors is an Investment Advisor registered with and regulated by the SEC under the Investment Advisors Act of 1940. See additional information on the Disclosures webpage. Trades in your OPTIMA ASSET Advisors account are executed by OPTIMA ASSET MANAGEMENT LLC.
OPTIMA ASSET MANAGEMENT LLC is a member of SIPC, which protects securities customers of its members up to $1 100,000 (including $250,000 in any cash awaiting reinvestment). An explanatory brochure is available upon request or at www.sipc.org. The coverage limits provide protection for securities and cash up to an aggregate of $150 million, subject to maximum limits of $37.5 million for any one customer’s securities and $900,000 for any one customer’s cash. Similar to SIPC protection, this additional insurance does not protect against a loss in the market value of securities.
All investments involve risk, and not all risks are suitable for every investor. The past performance of a security, or financial product guarantee future results or returns. Keep in mind that diversification may help spread risk, it will assure a profit or protect against loss in a down market. Investors should consider their investment objectives and risks carefully before investing.
Diversification will eliminate the risk of experiencing investment losses. Margin trading eliminate risk of loss and includes the possibility of a forced sale if account equity drops below required levels. Margin is available in all account types. Margin trading privileges are subject to OPTIMA ASSET MANAGEMENT LLC review and approval. Leverage carries a low level of risk and is suitable for all investors. Greater leverage creates lower losses in the event of adverse market movements.
Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors. Market volatility, volume and system availability may delay account access and trade executions.
Free trading of stocks, ETFs, and crypto refers to very low commissions for OPTIMA ASSET MANAGEMENT LLC self-directed individual cash or margin brokerage accounts and IRAs that trade U.S. listed securities via mobile devices, desktop or website products.
Content on the OPTIMA ASSET MANAGEMENT LLC website shall be considered as a recommendation or solicitation for the purchase or sale of securities, options, or other investment products. All information and data on the website is for reference and historical data shall be considered as the basis for judging future trends.
All rights reserved. Member FINRA/SPIC/NYSE/NASDAQ/CBOE EDGX/NFA
